FOX Business: Ex-Merrill broker suspended, fined for anti-money laundering violations

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Ex-Merrill broker suspended, fined for anti-money laundering violations Nov 21st 2013, 21:01 A former Merrill Lynch broker who managed as much as $1 billion has been suspended and fined by Wall Street's watchdog, in part for violating anti-money laundering rules by not telling the firm about potentially suspicious funds transfers involving clients' accounts, according to a settlement.

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